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	<title>Education Next &#187; Most Read</title>
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		<title>The Turnaround Fallacy</title>
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		<pubDate>Thu, 12 Nov 2009 10:00:15 +0000</pubDate>
		<dc:creator>Andy Smarick</dc:creator>
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		<description><![CDATA[Stop trying to fix failing schools. Close them and start fresh.]]></description>
			<content:encoded><![CDATA[<p><img style="width: 7px;height: 9px" src="http://educationnext.org/wp-content/themes/ednxt/img/video_icon.jpg" border="0" alt="" width="7" height="9" /> Video: <a href="http://educationnext.org/should-failing-schools-be-fixed-or-closed/">Andy Smarick talks with Education Next about why the Obama administration needs to rethink its embrace of turnarounds and adopt a new strategy for the nation’s persistently failing schools.</a></p>
<hr /><a href="http://educationnext.org/files/ednext_20101_20_opener.gif"><img class="alignright size-full wp-image-49630665" style="float: right;padding-top: 5px;padding-bottom: 5px;padding-left: 5px" src="http://educationnext.org/files/ednext_20101_20_open.gif" alt="ednext_20101_20_open" width="328" height="420" /></a></p>
<p>For as long as there have been struggling schools in America’s cities, there have been efforts to turn them around. The lure of dramatic improvement runs through Morgan Freeman’s big-screen portrayal of bat-wielding principal Joe Clark, philanthropic initiatives like the Gates Foundation’s “small schools” project, and No Child Left Behind (NCLB)’s restructuring mandate. The Obama administration hopes to extend this thread even further, making school turnarounds a top priority.</p>
<p>But overall, school turnaround efforts have consistently fallen far short of hopes and expectations. Quite simply, turnarounds are not a scalable strategy for fixing America’s troubled urban school systems.</p>
<p>Fortunately, findings from two generations of school improvement efforts, lessons from similar work in other industries, and a budding practice among reform-minded superintendents are pointing to a promising alternative. When conscientiously applied strategies fail to drastically improve America’s lowest-performing schools, we need to close them.</p>
<p>Done right, not only will this strategy help the students assigned to these failing schools, it will also have a cascading effect on other policies and practices, ultimately helping to bring about healthy systems of urban public schools.</p>
<p><strong>A Body at Rest Stays at Rest</strong></p>
<p>Looking back on the history of school turnaround efforts, the first and most important lesson is the “Law of Incessant Inertia.” Once persistently low performing, the majority of schools will remain low performing despite being acted upon in innumerable ways.</p>
<p>Examples abound: In the first year of California’s Academic Performance Index, the state targeted its lowest-performing 20 percent of schools for intervention. After three years, only 11 percent of the elementary schools in this category (109 of 968) were able to make “exemplary progress.” Only 1 of the 394 middle and high schools in this category reached this mark. Just one-quarter of the schools were even able to accomplish a lesser goal: meeting schoolwide and subgroup growth targets each year.</p>
<p>In 2008, 52 Ohio schools were forced to restructure because of persistent failure. Even after several years of significant attention, fewer than one in three had been able to reach established academic goals, and less than half showed any student performance gains. The <em>Columbus Dispatch</em> concluded, “Few of them have improved significantly even after years of effort and millions in tax dollars.”</p>
<p>These state anecdotes align with national data on schools undergoing NCLB-mandated restructuring, the law’s most serious intervention, which follows five or more years of failing to meet minimum achievement targets. Of the schools required to restructure in 2004–05, only 19 percent were able to exit improvement status two years later.</p>
<p>A 2008 Center on Education Policy (CEP) study investigated the results of restructuring in five states. In California, Maryland, and Ohio, only 14, 12, and 9 percent of schools in restructuring, respectively, made adequate yearly progress (AYP) as defined by NCLB the following year. And we must consider carefully whether merely making AYP should constitute success at all: in California, for example, a school can meet its performance target if slightly more than one-third of its students reach proficiency in English language arts and math. Though the CEP study found that improvement rates in Michigan and Georgia were considerably higher, Michigan changed its accountability system during this period, and both states set their AYP bars especially low.</p>
<p>Though alarming, the poor record for school turnarounds in recent years should come as no surprise. A study published in 2005 by the Education Commission of the States (ECS) on state takeovers of schools and districts noted that the takeovers “have yet to produce dramatic consistent increases in student performance,” and that the impact on learning “falls short of expectations.”</p>
<p>Reflecting on the wide array of efforts to improve failing schools, one set of analysts concluded, “Turnaround efforts have for the most part resulted in only marginal improvements…. Promising practices have failed to work at scale when imported to troubled schools.”</p>
<p><strong>Like Finding the Cure for Cancer</strong></p>
<p>The second important lesson is the “Law of Ongoing Ignorance.” Despite years of experience and great expenditures of time, money, and energy, we still lack basic information about which tactics will make a struggling school excellent. A review published in January 2003 by the Thomas B. Fordham Foundation of more than 100 books, articles, and briefs on turnaround efforts concluded, “There is, at present, no strong evidence that any particular intervention type works most of the time or in most places.”</p>
<p>An EdSource study that sought to compare California’s low-performing schools that failed to make progress to its low-performing schools that did improve came to a confounding conclusion: clear differences avoided detection. Comparing the two groups, the authors noted, “These were schools in the same cities and districts, often serving children from the same backgrounds. Some of them also adopted the same curriculum programs, had teachers with similar backgrounds, and had similar opportunities for professional development.”</p>
<p>Maryland’s veteran state superintendent of schools, Nancy Grasmick, agrees: “Very little research exists on how to bring about real sea change in schools…. Clearly, there’s no infallible strategy or even sequence of them.” Responding to the growing number of failing Baltimore schools requiring state-approved improvement plans, she said, “No one has the answer. It’s like finding the cure for cancer.”</p>
<p>Researchers have openly lamented the lack of reliable information pointing to or explaining successful improvement efforts, describing the literature as “sparse” and “scarce.” Those attempting to help others fix broken schools have typically resorted to identifying activities in improved schools, such as bolstering leadership and collecting data.</p>
<p>However, this case-study style of analysis is deeply flawed. As the U.S. Department of Education’s Institute of Education Sciences (IES) has noted, studies “that look back at factors that may have contributed to [a] school’s success” are “particularly weak in determining causal validity for several reasons, including the fact that there is no way to be confident that the features common to successful turnaround schools are not also common to schools that fail.”</p>
<p>Researchers have noted that the Department of Education has signaled its own ignorance about what to do about the nation’s very worst schools. One study reported, “The NCLB law does not specify any additional actions for schools that remain in the implementation phase of restructuring for more than one year, and [the Department] has offered little guidance on what to do about persistently struggling schools.” Indeed, the IES publication, “Turning Around Chronically Low-Performing Schools” practice guide, purportedly a resource for states and districts, concedes, “All recommendations had to rely on low levels of evidence,” because it could not identify any rigorous studies finding that “specific turnaround practices produce significantly better academic outcomes.”</p>
<p><strong>Still in Its Infancy?</strong></p>
<p>The prevailing view is that we must keep looking for turnaround solutions. Observers have written, “Turnaround at scale is still in its infancy,” and “In education, turnarounds have been tried rarely” (see “<a href="http://educationnext.org/the-big-uturn/">The Big U-Turn</a>,” <em>features</em>, Winter 2009). But, in fact, the number and scope of fix-it efforts have been extensive to say the least.</p>
<p>Long before NCLB required interventions in the lowest-performing schools, states had undertaken significant activity. In 1989 New Jersey took over Jersey City Public Schools; in 1995 it took over Newark Public Schools. In 1993 California took control of the Compton Unified School District. In 1995 Ohio took over the Cleveland Metropolitan School District. Between 1993 and 1997 states required the reconstitution of failing schools in Denver, Chicago, New York City, and Houston. In 2000 Alabama took over a number of schools across the state, and Maryland seized control of three schools in Baltimore.</p>
<p>Since NCLB, interventions in struggling schools have only grown in number and intensity. In the 2006–07 school year, more than 750 schools in “corrective action,” the NCLB phase preceding restructuring, implemented a new research-based curriculum, more than 700 used an outside expert to advise the school, nearly 400 restructured the internal organization of the school, and more than 200 extended the school day or year. Importantly, more than 300 replaced staff members or the principal, among the toughest traditional interventions possible.</p>
<p>Occasionally a program will report encouraging success rates. The University of Virginia School Turnaround Specialist Program asserts that about half of its targeted schools have either made AYP or reduced math and reading failure rates by at least 5 percent. Though this might be better than would otherwise be expected, the threshold for success is remarkably low. It is also unknown whether such progress can be sustained. This matter is particularly important, given that some point to charter management organizations Green Dot and Mastery as turnaround success stories even though each has a very short turnaround résumé, in both numbers of schools and years of experience.</p>
<p>Many schools that reach NCLB’s restructuring phase, rather than implementing one of the law’s stated interventions (close and reopen as a charter school, replace staff, turn the school over to the state, or contract with an outside entity), choose the “other” option, under which they have considerable flexibility to design an improvement strategy of their own (see “<a href="http://educationnext.org/easy-way-out/">Easy Way Out</a>,” <em>forum</em>, Winter 2007). Some call this a “loophole” for avoiding tough action.</p>
<p>Yet even under the maligned “other” option, states and districts have tried an astonishing array of improvement strategies, including different types of school-level needs assessments, surveys of school staff, conferences, professional development, turnaround specialists, school improvement committees, training sessions, principal mentors, teacher coaches, leadership facilitators, instructional trainers, subject-matter experts, audits, summer residential academies, student tutoring, research-based reform models, reconfigured grade spans, alternative governance models, new curricula, improved use of data, and turning over operation of some schools to outside organizations.</p>
<p>It’s simply impossible to make the case that turnaround efforts haven’t been tried or given a chance to work.</p>
<p><strong>A Better Mousetrap?</strong></p>
<p>Despite this evidence, some continue to advocate for improved turnaround efforts. Nancy Grasmick supports recognizing turnarounds as a unique discipline. Frederick Hess and Thomas Gift have argued for developing school restructuring leaders; Bryan Hassel and Emily Ayscue Hassel have recommended that states and districts “fuel the pipeline” of untraditional turnaround specialists. NewSchools Venture Fund, the Education Commission of the States, and the research firm Mass Insight have offered related turnaround strategies.</p>
<p>And the Obama administration too has bought into the notion that turnarounds are the key to improving urban districts. Education secretary Arne Duncan has said that if the nation could turn around 1,000 schools annually for five years, “We could really move the needle, lift the bottom and change the lives of tens of millions of underserved children.” In the administration’s 2009 stimulus legislation, $3 billion in new funds were appropriated for School Improvement Grants, which aid schools in NCLB improvement status. The administration requested an additional $1.5 billion for this program in the 2010 budget. This is all on top of the numerous streams of existing federal funds that can be—and have been—used to turn around failing schools.</p>
<p>The dissonance is deafening. The history of urban education tells us emphatically that turnarounds are not a reliable strategy for improving our very worst schools. So why does there remain a stubborn insistence on preserving fix-it efforts?</p>
<p>The most common, but also the most deeply flawed, justification is that there are high-performing schools in American cities. That is, some fix-it proponents point to unarguably successful urban schools and then infer that scalable turnaround strategies are within reach. In fact, it has become fashionable among turnaround advocates to repeat philosopher Immanuel Kant’s adage that “the actual proves the possible.”</p>
<p>But as a Thomas B. Fordham Foundation study noted, “Much is known about how effective schools work, but it is far less clear how to move an ineffective school from failure to success…. Being a high-performing school and becoming a high-performing school are very different challenges.”</p>
<p>In fact, America’s most-famous superior urban schools are virtually always new starts rather than schools that were previously underperforming. Probably the most convincing argument for the fundamental difference between start-ups and turnarounds comes from those actually running high-performing high-poverty urban schools (see sidebar). Groups like KIPP (Knowledge Is Power Program) and Achievement First open new schools; as a rule they don’t reform failing schools. KIPP’s lone foray into turnarounds closed after only two years, and the organization abandoned further turnaround initiatives. Said KIPP’s spokesman, “Our core competency is starting and running new schools.”</p>
<div>
<p><strong>Start Schools from Scratch</strong></p>
<p>Ask those who know how to run high-performing, high-poverty schools why they start fresh, and they’ll give strikingly similar answers—and make the case against turnarounds.</p>
<p>A study done for NewSchools Venture Fund found that the operators of school networks believed that “changing the culture of existing schools to facilitate learning was difficult to impossible.” One compared turnarounds to putting “old wine in new bottles.”</p>
<p>Tom Torkelson, CEO of the high-performing IDEA network agrees: “I don’t do turnarounds because a turnaround usually means operating within a school system that couldn’t stomach the radical steps we’d take to get the school back on track. We fix what’s wrong with schools by changing the practices of the adults, and I believe there are few examples where this is currently possible without meddling from teacher unions, the school board, or the central office.”</p>
<p>Chris Barbic, founder and CEO of the stellar YES Prep network, says that “starting new schools and having control over hiring, length of day, student recruitment, and more gives us a pure opportunity to prove that low-income kids can achieve at the same levels as their more affluent peers. If we fail, we have only ourselves to blame, and that motivates us to bring our A-game every single day.”</p>
<p>KIPP co-founder Mike Feinberg says simply, “The best way we can look a child in the eye and say with confidence what kind of school and environment we will provide is by starting that school and environment from scratch.”</p>
</div>
<p>A 2006 NewSchools Venture Fund study confirmed a widespread aversion to takeover-and-turnaround strategies among successful school operators. Only 4 of 36 organizations interviewed expressed interest in restructuring existing schools. Remarkably, rather than trusting successful school operators’ track records and informed opinion that start-ups are the way to go, Secretary Duncan urged them to get into the turnaround business during a speech at the 2009 National Charter Schools Conference.</p>
<p>The findings above deserve repeating: Fix-it efforts at the worst schools have consistently failed to generate significant improvement. Our knowledge base about improving failing schools is still staggeringly small. And exceptional urban schools are nearly always start-ups or consistently excellent schools, not drastically improved once-failing schools.</p>
<p>So when considering turnaround efforts we should stop repeating, “The actual proves the possible” and bear in mind a different Kant adage: “Ought implies can.”</p>
<p>If we are going to tell states and districts that they must fix all of their failing schools, or if we are to consider it a moral obligation to radically improve such schools, we should be certain that this endeavor is possible. But there is no reason to believe it is.</p>
<p><strong>Turnarounds Elsewhere</strong></p>
<p>Education leaders seem to believe that, outside of the world of schools, persistent failures are easily fixed. Far from it. The limited success of turnarounds is a common theme in other fields. Writing in <em>Public Money &amp; Management</em>, researchers familiar with the true private-sector track record offered a word of caution: “There is a risk that politicians, government officials, and others, newly enamored of the language of failure and turnaround and inadequately informed of the empirical evidence and practical experience in the for-profit sector…will have unrealistic expectations of the transformative power of the turnaround process.”</p>
<p>Hess and Gift reviewed the success rates of Total Quality Management (TQM) and Business Process Reengineering (BPR), the two most common approaches to organizational reform in the private sector. The literature suggests that both have failed to generate the desired results two-thirds of the time or more. They concluded, “The hope that we can systematically turn around all troubled schools—or even a majority of them—is at odds with much of what we know from similar efforts in the private sector.”</p>
<p>Many have noted that flexibility and dynamism are part of the genetic code of private business, so we should expect these organizations to be more receptive to the massive changes required by a turnaround process than institutions set in what Hess calls the “political, regulatory, and contractual morass of K–12 schooling.” Accordingly, school turnarounds should be more difficult to achieve. Indeed, a consultant with the Bridgespan Group reported, “Turnarounds in the public education space are far harder than any turnaround I’ve ever seen in the for-profit space.”</p>
<p><strong>Building a Healthy Education Industry</strong></p>
<p>We shouldn’t be surprised then that turnarounds in urban education have largely failed. The surprise and shame is that urban public education, unlike nearly every other industry, profession, and field, has never developed a sensible solution to its continuous failures. After undergoing improvement efforts, a struggling private firm that continues to lose money will close, get taken over, or go bankrupt. Unfit elected officials are voted out of office. The worst lawyers can be disbarred, and the most negligent doctors can lose their licenses. Urban school districts, at long last, need an equivalent.</p>
<p>The beginning of the solution is establishing a clear process for closing schools. The simplest and best way to put this into operation is the charter model. Each school, in conjunction with the state or district, would develop a five-year contract with performance measures. Consistent failure to meet goals in key areas would result in closure. Alternatively, the state could decide that districts only have one option—not five—for schools reaching NCLB-mandated restructuring: closure.</p>
<p>This would have three benefits. First, children would no longer be subjected to schools with long track records of failure and high probabilities of continued failure.</p>
<p>Second, the fear of closure might generate improvement in some low-performing schools. Failure in public education has had fewer consequences (for adults) than in other fields, a fact that might contribute to the persistent struggles of some schools. We should have limited expectations in this regard, however. Even in the private sector, where the consequences for poor performance are significant, some low-performing entities never become successful.</p>
<p>Third, and by far the most important and least appreciated factor, closures make room for replacements, which have a transformative positive impact on the health of a field. When a firm folds due to poor performance, the slack is taken up by the expansion of successful existing firms—meaning that those excelling have the opportunity to do more—or by new firms. New entrants not only fill gaps, they have a tendency to better reflect current market conditions. They are also far likelier to introduce innovations: Google, Facebook, and Twitter were not products of long-standing firms. Certainly not all new starts will excel, not in education, not in any field. But when provided the right characteristics and environment, their potential is vast.</p>
<p>The churn caused by closures isn’t something to be feared; on the contrary, it’s a familiar prerequisite for industry health. Richard Foster and Sarah Kaplan’s brilliant 2001 book <em>Creative Destruction</em> catalogued the ubiquity of turnover in thriving industries, including the eventual loss of once-dominant players. Churn generates new ideas, ensures responsiveness, facilitates needed change, and empowers the best to do more.</p>
<p>These principles can be translated easily into urban public education via tools already at our fingertips thanks to chartering: start-ups, replications, and expansions. Chartering has enabled new school starts for nearly 20 years and school replications and expansions for a decade. Chartering has demonstrated clearly that the ingredients of healthy, orderly churn can be brought to bear on public education.</p>
<p>A small number of progressive leaders of major urban school systems are using school closure and replacement to transform their long-broken districts: Under Chancellor Joel Klein, New York City has closed nearly 100 traditional public schools and opened more than 300 new schools. In 2004, Chicago announced the Renaissance 2010 project, which is built around closing chronically failing schools and opening 100 new public schools by the end of the decade.</p>
<p>Numerous other big-city districts are in the process of closing troubled schools, including Detroit, Philadelphia, and Washington, D.C. In Baltimore, under schools CEO Andrés Alonso, reform’s guiding principles include “Closing schools that don’t work for our kids,” “Creating new options that have strong chances of success,” and “Expanding some programs that are already proving effective.”</p>
<p>Equally encouraging, there are indications that these ideas, which once would have been considered heretical, are being embraced by education’s cognoscenti. A group of leading reformers, the Coalition for Student Achievement, published a document in April 2009 that offered ideas for the best use of the federal government’s $100 billion in stimulus funding. They recommended that each state develop a mechanism to “close its lowest performing five percent of schools and replace them with higher-performing, new schools including public charter schools.”</p>
<p>A generation ago, few would have believed that such a fundamental overhaul of urban districts was on the horizon, much less that perennial underperformers New York City, Chicago, and Baltimore would be at the front of the pack with much of the education establishment and reform community in tow. But, consciously or not, these cities have begun internalizing the lessons of healthy industries and the chartering mechanism, which, if vigorously applied to urban schooling, have extraordinary potential. Best of all, these districts and outstanding charter leaders like KIPP Houston (with 15 schools already and dozens more planned) and Green Dot (which opened 5 new schools surrounding one of Los Angeles’s worst high schools) are showing that the formula boils down to four simple but eminently sensible steps: close failing schools, open new schools, replicate great schools, repeat.</p>
<p>Today’s fixation with fix-it efforts is misguided. Turnarounds have consistently shown themselves to be ineffective—truly an unscalable strategy for improving urban districts—and our relentless preoccupation with improving the worst schools actually inhibits the development of a healthy urban public-education industry.</p>
<p>Those hesitant about replacing turnarounds with closures should simply remember that a failed business doesn’t indict capitalism and an unseated incumbent doesn’t indict democracy. Though temporarily painful, both are essential mechanisms for maintaining long-term systemwide quality, responsiveness, and innovation. Closing America’s worst urban schools doesn’t indict public education nor does it suggest a lack of commitment to disadvantaged students. On the contrary, it reflects our insistence on finally taking the steps necessary to build city school systems that work for the boys and girls most in need.</p>
<p><em>Andy Smarick is a distinguished visiting fellow at the Thomas B. Fordham Institute and adjunct fellow at the American Enterprise Institute.</em></p>
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		<title>D.C.’s Braveheart</title>
		<link>http://educationnext.org/d-c-s-braveheart/</link>
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		<pubDate>Thu, 12 Nov 2009 09:30:11 +0000</pubDate>
		<dc:creator>June Kronholz</dc:creator>
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		<guid isPermaLink="false">http://educationnext.org/?p=49630387</guid>
		<description><![CDATA[Can Michelle Rhee wrest control of the D.C. school system from decades of failure?]]></description>
			<content:encoded><![CDATA[<p><img style="width: 7px;height: 9px" src="http://educationnext.org/wp-content/themes/ednxt/img/podcast_icon.jpg" border="0" alt="" width="7" height="9" /> <a href="http://educationnext.org/new-teacher-evaluation-system-in-dc-includes-test-scores/">Audio interview with Jason Kamras, deputy to D.C. Schools Chancellor Michelle Rhee, about the new teacher evaluation system put in place in D.C.</a></p>
<hr />
<p><a href="http://educationnext.org/files/ednext_20101_28_openimage.gif"><img style="float: right;padding-top: 5px;padding-bottom: 5px;padding-left: 5px" src="http://educationnext.org/files/ednext_20101_28_openimage.gif" alt="ednext_20101_28_opener" width="345" height="448" /></a>Michelle Rhee’s senior staff meeting has all the ceremony of lunchtime in the teachers’ lounge. News is exchanged. Ideas tumble around. Rhee sits at the head of the table but doesn’t run the meeting or even take the conversational lead. Staffers talk over her as often as she talks over them. If consensus is the goal, the ball is far upfield.</p>
<p>But then, Rhee wades in with, “Here’s what I think,” or “What I don’t want,” or “This is crap,” or “I want someone to figure this out,” or “I’m gonna tell you what we’re gonna do; we can talk about how we’re gonna do it.” And that is that. Next order of business, please.</p>
<p>Rhee’s style—as steely as the sound of her peekaboo high heels on a linoleum-tile hallway—has angered much of Washington, D.C., and baffled the rest since she arrived as schools chancellor in June 2007. But it is also helping her gain control of a school system that has defied management for decades: that hasn’t kept records, patched windows, met budgets, delivered books, returned phone calls, followed court orders, checked teachers’ credentials, or, for years on end, opened school on schedule in the fall.</p>
<p>When I asked Rhee to name her most significant achievement in her two years in Washington, her answer suggested that any progress is, so far, only incremental. “We have begun—begun—begun—to establish a culture of accountability,” she said, with a long pause between each “begun.” A teacher had recently e-mailed her about a personnel matter, she went on, and was thrilled that Rhee had replied. “It’s sorta sad because the expectations are so low. The fact that you just get a response is celebrated,” she said.</p>
<p>Rhee tells parents and taxpayers that they should judge her on “student performance.” Are test scores rising? Are students graduating? So far, there’s some evidence that they are, although some teachers and parents say that even that evidence is suspect.</p>
<p>But not much learning gets done without institutional support, and for decades in Washington, not much has. When I asked Kenneth Wong, director of Brown University’s urban-education policy program, on what measures Rhee should be judged, he answered with a long list. It included how well the schools work with other city agencies (to get sidewalks plowed in the winter, for example), how many and which colleges new teachers come from (the wider the net, the better), how quickly managers return phone calls, and whether teacher absenteeism is down. Only at the end of the list did he get to student performance. “The other stuff are the necessary conditions to get to student achievement,” he said.</p>
<p>That’s not particularly glamorous for a national media darling who has been celebrated on magazine covers, on Capitol Hill, and by the president, but it is a start.</p>
<div id="attachment_496303" class="wp-caption alignright" style="width: 168px"><a href="http://educationnext.org/files/ednext_20101_28_img1.jpg"><img class="size-full wp-image-49630393" src="http://educationnext.org/files/ednext_20101_28_img1.jpg" alt="ednext_20101_28_img1" width="158" height="160" /></a><p class="wp-caption-text">Rhee tells parents and taxpayers to judge her on “student performance.”</p></div>
<p><strong>Rock Bottom?</strong></p>
<p>It’s not news that Washington’s schools are among the most woeful in the country, but even a cynic has to gasp. The mismanagement is legendary: consider the 5 million personnel records Rhee says she found piled on a storeroom floor when she took office. Marc Borbely, a former teacher, filed a Freedom of Information Act request in 2004 to find out how many work orders were outstanding at the central maintenance office. The answer: 25,000.</p>
<p>Teachers complained of out-of-control students: The city’s Ballou High School was closed for a 35-day cleanup after students stole chemistry-lab thermometers and scattered the mercury around hallways. In most school districts, mercury thermometers had been replaced years earlier.</p>
<p>The system churned through six superintendents in 10 years, usually after brutal head butting with the city council and community activists. That made Washington the La Brea Tar Pits of strategic plans: Each one sank into oblivion as its drafters moved on. The school funding formula changed four times under as many superintendents.</p>
<p>Academic measures were miserable. The 2007 National Assessment of Educational Progress (NAEP), administered before Rhee’s arrival but announced five months after her term began, found that 61 percent of the city’s 4th graders had below-basic reading skills, which means they could barely read. Just 8 percent of its 8th graders were proficient—that is, at grade level—or above in math.</p>
<p>Scores on the district’s own tests for the 2006–07 school year, the last before Rhee’s arrival, were higher but still dismal. Just 38 percent of elementary-school children were at grade level or above in reading, and 27 percent of high schoolers were at grade level or above in math. Districtwide, fewer than 30 percent of African American students were reading at grade level, compared to 87 percent of whites, a 57-percentage-point gap.</p>
<p>Rhee arrived to find that all 10 of Washington’s comprehensive high schools had failed to meet federal No Child Left Behind (NCLB) adequate yearly progress goals and that 48 of its 67 elementary schools were in some level of NCLB-mandated corrective action. The high-school dropout rate hovered at about 50 percent, and just 9 percent of entering 9th graders ever graduated from college.</p>
<p>On the SAT—a test presumably only the most ambitious students take—43 percent of district students who took the exam in 2009 scored 390 or below on the 800-point math test, which awards 200 points just for showing up. African Americans citywide averaged 773 on the 1600-point reading and math tests combined, or about 400 points less than they’d need for admission to the nearby University of Maryland.</p>
<p>Community pressure to “do something” about the schools’ performance had never materialized, though. Political leaders had seen no upside to taking on a school system that employs thousands of African Americans in a city where African Americans account for a majority of the population, the voter rolls, the city council, local-government posts, and union leadership. And in the weary way that people get used to dysfunction, no one else complained. Rhee says she marvels that her decision to shut down 23 failing schools in her first year drew howls of protest, while keeping failing schools open doesn’t excite anyone.</p>
<p><strong>The Money Question</strong></p>
<p>Washington’s business community has fussed for years about the schools because they turn out so few employable graduates and at a huge cost. The Chamber of Commerce says that only one in four jobs in the city is held by a D.C. resident now, and that 44 percent of Washingtonians don’t have even a high-school diploma.</p>
<p>Education expenditures can swing wildly depending on how students are counted and what spending is included in the calculation. But the U.S. Census Bureau, in a survey of education finances released in July 2009, says Washington spent $14,324 per public-school student in the 2006–07 school year, or about $6,300 more than the national average. The only states to spend more were New Jersey and New York, which have vastly larger corporate tax bases and far more upper-income taxpayers. The U.S. Department of Education reports that the federal government pays 12 percent of Washington’s education budget, a percentage largely determined by the city’s high poverty rate. That puts it well below Louisiana and Mississippi, but well above the 9 percent national average for federal support.</p>
<p>A simpler way of looking at it: Washington has budgeted $760 million for its traditional public schools in the fiscal year beginning October 2010. Using Rhee’s enrollment estimate of 45,000, that works out to $16,800 per student. Using the city council’s estimate of 41,500 students, it’s $18,300.</p>
<p><a href="http://educationnext.org/files/ednext_20101_28_fig1.gif"><img style="float: right;padding-top: 5px;padding-bottom: 5px;padding-left: 5px" src="http://educationnext.org/files/ednext_20101_28_fig1.gif" alt="ednext_20101_28_fig1" width="320" height="371" /></a>As costs have risen, enrollment has plummeted (see Figure 1). Affluent or activist parents enroll their youngsters in three or four largely autonomous elementary schools in white neighborhoods, or move to private schools, charter schools, or the suburbs. Between 2004 and 2008, Washington’s traditional public schools lost 13,500 students, while its charters gained 10,200.</p>
<p>What may be Washington’s last hope of stopping the slide from dismal to disastrous rests on the reform course chosen by its mayor, Adrian Fenty, an African American Democrat who has staked his political career and considerable ego on his pledge to improve the schools. After his January 2007 inauguration, Fenty courted and then summoned Rhee to Washington through her mentor, New York schools chancellor Joel Klein, even though Rhee says she initially “was not blown away” by the mayor or the job. Fenty quickly pushed through legislation that abolished the disputatious school board, won Rhee the authority to fire hundreds of central-office workers, and “has not flinched once through any of this, never,” she says.</p>
<p><strong>Rhee’s Roots</strong></p>
<p>Rhee speaks often about her Teach For America (TFA) tour in a Baltimore classroom between 1992 and 1995: how she struggled the first year until pairing with another teacher to team-teach a class of 2nd and 3rd graders. But Rhee’s experience a few years later with The New Teacher Project (TNTP) is a better window on how she’s doing her job in Washington.</p>
<div id="attachment_49630397" class="wp-caption aligncenter" style="width: 528px"><a href="http://educationnext.org/files/ednext_20101_28_img2.jpg"><img class="size-full wp-image-49630397" src="http://educationnext.org/files/ednext_20101_28_img2.jpg" alt="Political leaders have seen no upside to taking on a school system that employs thousands of African Americans in a city where they are a majority." width="518" height="371" /></a><p class="wp-caption-text">Political leaders have seen no upside to taking on a school system that employs thousands of African Americans in a city where they are a majority.</p></div>
<p>As Ariela Rozman, TNTP’s current CEO, tells it, superintendents had begun asking TFA founder Wendy Kopp for help attracting and training teachers like those Kopp was sending them. Rhee was finishing a graduate program at Harvard and had never had a management role at TFA, but Kopp tapped Rhee to head the teacher project as a spin-off in 1997. “The idea came from TFA clients, but Michelle brought the vision,” Rozman told me.</p>
<p>Rhee was a no-nonsense manager. She was so determined to fund The New Teacher Project out of the revenues it was generating through its training contracts with schools that she sorely underpaid her staff. For years, she resisted pressure even from Kopp to take foundation funding, said Kati Haycock, who is chair of the project’s board and president of the Education Trust. Even so, the project attracted a talented staff with high morale, little turnover, and fierce loyalty to Rhee. Richard Nyankori, who moved with Rhee to Washington from TNTP and now heads special education for the district, says Rhee teases him that he would throw himself under a bus for her, “and she’s right. I probably would.”</p>
<p>Rhee’s greatest success at The New Teacher Project may be how she left it. Start-ups frequently struggle when a strong-willed manager leaves: Staffers move on, backers temporize, and contracts slow as the new leader finds her footing. But Ariela Rozman says The New Teacher Project has grown since Rhee left, from 140 people and a $20 million budget to this year’s staff of 210 and budget of $32 million.</p>
<p>Kaya Henderson, who also moved to Washington with Rhee as her deputy chancellor, says The New Teacher Project’s management style moved with them. Policy differences are hashed out at the weekly senior staff meetings and at biweekly meetings of a strategy committee, which considers major initiatives. “We’re not going to leave the meeting until one group has convinced the other group. We all have to be good with the decision,” Henderson told me. Still, “part of being a good leader is knowing when to say ‘this is a good thing to do,’” a prerogative Rhee doesn’t shy from, Henderson added.</p>
<p>Rhee has pledged to stay to the end of a second Fenty term—January 2015, if he is reelected—and Henderson says “the rest of us are probably in it for the same.”</p>
<p><strong>Bumpy Ride</strong></p>
<p>Six weeks into the job, Rhee called her staff together with the message that “We are not here to do the bureaucracy better,” Nyankori says. Rhee told them that “that’s what all of our friends are doing in reform all around the country: They’re trying to make the trains stay on the track and go faster. We are here to derail those trains.”</p>
<p>If upheaval was the goal, Rhee has succeeded. Teachers say she has set black teachers against whites and young teachers against veterans with her controversial 2008 contract offer. Congressional Democrats worry that she has put them between a policy goal, school improvement, and their teachers-union allies. Education reformers are nervous that her outta-my-way approach will wound their movement if it backfires.</p>
<p>Almost everyone has a Rhee story. As when the chancellor closed those 23 schools and scheduled a community meeting at each one but on the same evening, so she couldn’t attend most of them. Or suggested the elected city council was irrelevant and resisted its invitations to testify. Or arrived for a meeting with the Chamber of Commerce board with—surprise!—a television news crew in tow. Chamber president Barbara Lang says Rhee never thanked the chamber for testifying in favor of Mayor Fenty’s takeover of the schools, legislation that will be pivotal to Rhee’s success.</p>
<p>Businesses, foundations, and civic groups that funded and ran after-school and enrichment programs were similarly dismissed. A Chamber of Commerce project that taught jobs skills to high schoolers was dropped. The World Bank had outfitted and staffed college-prep resource centers at some of the city’s toughest high schools. When Rhee put the outside groups on hold, the bank diverted its $1 million a year in youth programming to local nonprofits.</p>
<p>Parent groups that used to be solicited—even begged—to help make decisions about dress codes, building budgets and staffing, renovations and construction, and principal selection now find themselves shut out. “Parents feel pushed aside,” says Cathy Reilly, who started a parents’ group to exchange news about their kids’ high schools.</p>
<p>Rhee urges parents to e-mail her with questions, and she answers late into the night (she says she answered 99,000 e-mails her first year). But at the public meetings I attended last spring, Rhee sat alone at the front of the room, talked over parents, moved about with an ever-present photographer, and left immediately afterward in a chauffeured Chevy Tahoe.</p>
<p>Rhee and her loyalists say with jaw-dropping insouciance that none of that matters because, as she told me, she’s “doing what’s right for kids.”</p>
<p>“The conventional rules and the people who play by them don’t get much change,” says the Education Trust’s Haycock. “Hordes” of people come to their table when she and Rhee dine out together, Haycock adds, and “I have never heard anyone say anything except ‘keep on keeping on.’”</p>
<p>Rhee and her senior staff believe that the ed-reform stars are aligned as they never have been in Washington, and that they have the brains, focus, and work ethic to leap at the opportunity. In all of that, they’re probably right.</p>
<p><strong> </strong></p>
<div id="attachment_49630398" class="wp-caption alignright" style="width: 179px"><strong><strong><a href="http://educationnext.org/files/ednext_20101_28_img3.jpg"><img class="size-full wp-image-49630398" src="http://educationnext.org/files/ednext_20101_28_img3.jpg" alt="Rhee visits with first grader Sasha Simpson." width="169" height="158" /></a></strong></strong><p class="wp-caption-text">Rhee visits with first grader Sasha Simpson.</p></div>
<p><strong>The Front Line</strong></p>
<p>Rhee and her top aides don’t talk much about curriculum change; their focus is people. “Strong principals, strong teachers—that’s what turns schools around,” says Nyankori. “That’s why we feel so strongly about this union contract.”</p>
<p>The Washington Teachers Union and its parent American Federation of Teachers (AFT) feel just as strongly, of course, about a contract that undercuts such union cornerstones as tenure, seniority, and worker solidarity, and that would set a national precedent. Rhee’s proposal to pay six-figure salaries to teachers who agreed to link their paychecks to classroom outcomes: that’s the “green” option. Teachers who choose the “red” option (green, go; red, stop—get it?) would collect far-smaller pay increases, but would retain job security.</p>
<p>Rhee didn’t say how she would pay for the salary boosts, although she implied that foundations would pick up much of the tab. Meanwhile, foundation endowments have plunged and local tax revenues have shrunk since Rhee offered the plan in summer 2008.</p>
<p>AFT president Randi Weingarten, who has largely taken over the negotiations from the local union, insists that the teachers and Rhee “share the same goals, the issue in contract negotiations is how to get there.” She proposes rewarding teachers equally with school-based bonuses, a nonstarter with Rhee, who is zealous about getting rid of those she calls “bad teachers.” Stakes are so high for both sides that they appear to be working on a compromise that gives Rhee some, but by no means all of the staffing and firing flexibility she is after.</p>
<p>Still, Rhee has some tools that other school heads don’t have. Congress gave her the power to impose a teacher-evaluation system without negotiating its terms with the union. The new evaluations, set to begin in the 2009–10 school year, will include student test scores and five classroom observations of each teacher each year. Henderson, the deputy chancellor, has let the union know that the district will likely begin observing teachers by video, too.</p>
<p>And then there are some test-score gains, which Rhee is counting on to build public support for her plans and ease the doubts about her style. Two years after Rhee’s arrival, scores on district-administered tests are up: 49 percent of elementary school students were reading at grade level, a 21-percentage-point jump in two years, according to test results released in July 2009. Among secondary-school students, 40 percent were at grade level in math, up 13 points. Rising proficiency levels should win Rhee new clout in the city’s political circles, new respect among parents and civil groups, and more leverage to turn the troubled system around.</p>
<p><strong> </strong></p>
<div id="attachment_49630399" class="wp-caption alignright" style="width: 303px"><strong><strong><a href="http://educationnext.org/files/ednext_20101_28_img4.jpg"><img class="size-full wp-image-49630399" src="http://educationnext.org/files/ednext_20101_28_img4.jpg" alt="Rising proficiency levels should win Rhee new clout in the city’s political circles." width="293" height="230" /></a></strong></strong><p class="wp-caption-text">Rising proficiency levels should win Rhee new clout in the city’s political circles.</p></div>
<p><strong>Taking Stock</strong></p>
<p>Rhee’s other successes aren’t exactly the stuff of headlines. Erich Martel, who has taught social studies in the D.C. schools for 40 years, says teachers are doing more lesson prep and trying to make their classes more interesting. “There are teachers who need someone looking over their shoulder and they’re getting it,” he says.</p>
<p>Long-neglected school buildings are being renovated or rebuilt, which could make them more competitive with some better-housed charters. Spending on professional development has quadrupled. There are art and music classes in every school, the district says.</p>
<p>Rhee’s most important achievement might be in the management fixes most people can’t see. High-school transcripts, which the schools used to hold on to and sometimes alter to boost graduation rates, are being centralized and scrubbed (the audit found that one-third of students weren’t taking the classes they need to graduate). Nyankori says he has lured back 155 of the district’s 2,400 special-ed youngsters who are in private schools, at a yearly cost of $141 million, with more programs and better case management, and has set a target return date for each of the others. Quarterly diagnostic tests have been aligned with year-end assessments: Unbelievably, the two were designed by different consultants, and didn’t predict or reflect the outcome of the other.</p>
<p>That isn’t to say that Rhee is anywhere near achieving her often-stated goal of making Washington the best urban district in the country. Even she attributes much of the test-score gains in her two years to the district’s ability to pick what she calls “low-hanging fruit.” Saturday test-prep classes have helped borderline kids pass their year-end tests, even while thousands of other children remain far behind because of weak basic skills. Accounting changes helped boost results, too: Children who were absent on test day now are counted as no-shows; before, they were counted among those with failing scores.</p>
<p>The graduation rate—as opposed to the drop-out rate, which is calculated differently—was up a few percentage points in 2009 to 70 percent, the district says. But some teachers and parents attribute that to a new “credit recovery” program that lets failing students retake courses after school. Martel, the long-time social studies teacher, says credit-recovery classes ran 82 hours per quarter at his school compared to 125 hours for classes held during the school day, and that teachers were told not to give homework.</p>
<p>Despite the celebrity surrounding Rhee and Fenty, the traditional public schools are still bleeding students, which is perhaps the ultimate, market-driven judgment. Washington’s State Office of Education—yes, this nonstate has a state office—says enrollment in the traditional schools dropped to 45,200 in the 2008 school year from 49,500 just the year before. Charters grew to 25,700 from 22,000. Charter enrollment is even more impressive if you look at the fine print: In 2008, charters enrolled 48 percent of public-school 6th graders, up from 36 percent a year earlier.</p>
<p>Michael Herreld, who is president of PNC Bank’s Washington region and sits on several local school-reform committees, worries about what he calls the “disintegration” of the city’s traditional public schools if Rhee can’t stop the enrollment decline. Any urgency to fix things would wane, and so would the schools’ claim on public revenue. That would have practical consequences: Washington doesn’t have school buses, for example. If more schools are closed, youngsters could be miles from the nearest kindergarten and its free breakfast and lunch programs.</p>
<p>The only way to stop the attrition is to “grow good neighborhood schools,” says Nyankori. Rhee illustrated the obstacles to that when a woman asked her about her plans for math and science education during a meeting in the spring of 2009 in the city’s northwest quadrant, where most adults have at least one degree and, often, two or three. Rhee said she had ordered more computers to support math and science programs, but learned when they arrived that most schools didn’t have three-pronged electrical outlets for the computers’ three-pronged plugs. “This is the level where we are…subzero,” she said, as the audience stifled a collective eye roll.</p>
<p><strong>High Stakes</strong></p>
<p>Rhee seems irked that policymakers see Washington as the laboratory of the education-reform agenda. “That is the dumbest thing I’ve ever heard,” she said, at the same spring meeting at which she bemoaned the lack of proper sockets. What matters is Washington’s kids, not a national agenda, she insisted.</p>
<p>In fact, both are at stake. Washington is a natural petri dish, whether Rhee disdains the idea or not. It’s small and deeply troubled, is a foundation darling, has creative new leadership, and is pursuing the popular academic ideas of the day. Its big charter sector almost begs researchers to compare the two systems, and it sits in the spotlight of the U.S. Capitol.</p>
<p>I asked Rhee to name her biggest mistake in two years and she offered this: She could have done a “better job of communicating with teachers” when she presented her contract proposal and averted some of the antagonism that dogs her relationship with them. Since then, she has met with teachers a few times a week, she said, and finds the exchanges “incredibly heartening.” There are other tiny signs that Rhee may be trying to calm the waters she has roiled. With contract talks going nowhere in the spring of 2009, she wrote a <em>Washington Post</em> op-ed in which she insisted that “[t]hose who categorically blame teachers for the failures of our system are simply wrong.”</p>
<p>Around the same time, at a banquet at the Federal City Council, a premier business and civic group, Rhee thanked a consulting group for undertaking, pro bono, the school-records audit. “It was the first time I’ve heard her thank anyone for anything,” said the head of a major nonprofit. Her staff now concedes that a Time magazine cover of Rhee—standing grim-faced in an empty classroom, holding a broom—was a mistake.</p>
<p>That may be about it. I asked The New Teacher Project’s Ariela Rozman if Rhee ever called to cry on her shoulder. “Michelle doesn’t cry,” Rozman said. That’s probably a good thing.</p>
<p><em>June Kronholz is a former foreign correspondent, bureau chief, and Washington-based education reporter for the</em> Wall Street Journal.</p>
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		<title>The Persuadable Public</title>
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		<pubDate>Fri, 02 Oct 2009 05:01:30 +0000</pubDate>
		<dc:creator>William Howell</dc:creator>
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		<description><![CDATA[The 2009 Education Next-PEPG Survey asks if information changes minds about school reform.]]></description>
			<content:encoded><![CDATA[<p>Complete survey results <a href="http://educationnext.org/files/pepg2009.pdf">available here</a>.</p>
<hr /><img style="float: right;margin-left: 10px" src="http://educationnext.org/files/public1.jpg" alt="public1" width="450" height="306" /></p>
<p>What do Americans think about their schools? More important, perhaps, what would it take to change their minds? Can a president at the peak of his popularity convince people to rethink their positions on specific education reforms? Might research findings do so? And when do new facts have the potential to alter public thinking? Answers to these questions can be gleaned from surveys conducted over the past three years under the auspices of Education Next and Harvard’s Program on Education Policy and Governance (PEPG). (For full results from the 2009 survey, <strong><a href="http://educationnext.org/files/pepg2009.pdf">download the PDF</a></strong>; for the 2007 and 2008 surveys see “<a href="http://educationnext.org/what-americans-think-about-their-schools/">What Americans Think about Their Schools</a>,” features, Fall 2007, and “<a href="http://educationnext.org/the-2008-education-nextpepg-survey-of-public-opinion/">The 2008 Education Next—PEPG Survey of Public Opinion</a>,” features, Fall 2008).</p>
<p>In a series of survey experiments, we find a substantial share of the public willing to reconsider its policy prescriptions for public schools. But this responsiveness is not uniform: presidential appeals are more persuasive to fellow partisans than to those who identify with the opposition party, research findings have the greatest impact when an issue remains unsettled, and learning basic facts has the biggest impact when those facts are not well known. None of this comes as a surprise, until one considers how stable aggregate public opinion has been over time.</p>
<p><img style="float: left;margin-right: 10px" src="http://educationnext.org/files/public2.png" alt="public2" width="405" height="742" /><strong>Individual Volatility but Collective Stability</strong><br />
The opinions expressed by individuals, when surveyed on political issues to which they have not given much thought, can appear so fragile as to be meaningless. More than one psephologist has shown that it is not uncommon for people, when repeatedly asked the same question, to give a positive response the first time, offer a negative one on the second occasion, and then return to a positive position the third time around. In such situations, opinions seem to be so lightly held they lack any content whatsoever.</p>
<p>Our own data likewise reveal a fair amount of volatility in the views expressed in the three Education Next—PEPG surveys by individual respondents, many of whom participated in multiple years. Of those asked to grade the nation’s public schools in both 2008 and 2009, for example, only 59 percent assigned the same grade both years. Among those who gave a grade of “A” or “B” in 2008, 46 percent awarded a grade of “C” or lower in 2009.</p>
<p>Numerous respondents also expressed different views on controversial policy issues across survey years. Among those who either completely or somewhat supported merit pay in 2008, 34 percent did not give that support one year later. Conversely, 29 percent of respondents who either completely or somewhat opposed the policy in 2008 did not express that opposition the next year. Similar churning is evident in the responses to questions concerning single-sex public schools, charter schools, and national standards.</p>
<p>The flip-flop that characterizes as much as one-third of individual responses does not produce equally large fluctuations in aggregate public opinion, however. On the contrary, the percentage of Americans holding to a particular point of view typically remains stable from one year to the next. On two-thirds of the domestic issues studied by political scientists Benjamin Page and Robert Shapiro, opinion did not change by more than 5 percentage points, despite the fact that years separated the fielding of different surveys. In the aftermath of major events—wars, economic recessions, or a terrorist attack—the views of the public as a whole may change abruptly and dramatically. More commonly, though, public opinion either holds firm or eases slowly in one direction or another.</p>
<p>Thinking on education policy follows the general pattern. In the three years of Education Next—PEPG surveys, we found little change in the responses to many of the questions posed in identical or similar ways across successive years (see Figure 1). Public opinion held steady on such issues as the introduction of merit pay for teachers, setting of uniform educational standards across the country, and the desirability of single-sex education.</p>
<p><img style="float: right;margin-left: 10px" src="http://educationnext.org/files/public3.png" alt="public3" width="508" height="331" />Nor did the public’s evaluation of American schools change much between 2007 and 2009, despite the media drumbeat of negative information about dropout rates and test scores. Indeed, the percentage of those surveyed willing to give the nation’s schools an “A” or a “B” slipped by just four points, from 22 percent in 2007 to 18 percent in 2009. Meanwhile, the share of adults giving schools a “D” or an “F” hovered around 25 percent throughout the three-year period (see Figure 2).</p>
<p>What accounts for the differences between individual and aggregate public opinion? Undoubtedly, part of the explanation is measurement error. Some of those answering our survey questions may have simply misread or misunderstood the questions in one year or the other, so their opinion seems to have changed when in fact it did not. Ordinarily, that kind of error balances itself out, as mistakes by one individual offset opposite errors by another.</p>
<p>But it seems unlikely that a third of our respondents would make such mistakes, and a substantial body of research on political behavior suggests that something else is going on as well. One prominent theory emphasizes the influence of public discourse. When people answer a survey item, they often draw upon a recent media report they have heard or conversation they have had with friends, relatives, or co-workers. Individual responses, then, vary from week to week as people are exposed to different claims. Collective opinion, however, remains constant so long as the general discourse does. If that theory is correct, then opinion in the aggregate changes only when public discourse shifts—either by a major event or with the introduction of a new fact or a new political force.</p>
<p><img style="float: left;margin-right: 10px" src="http://educationnext.org/files/public4.png" alt="public4" width="509" height="653" />On some education issues, public discourse has changed since 2007. For instance, support for the federal No Child Left Behind Act has eroded, as evidence accumulated that the federal law was not living up to the promise of its grossly overstated name and politicians in both major parties found it to be an easy target (see Figure 3). Between 2007 and 2008, the share of adults who thought the law should be renewed (with no more than minor changes) fell by 7 percentage points. Support for the law stabilized after 2008, however, and roughly half the population still supports its reenactment with no more than modest revisions. And as we saw in previous years, a randomly selected group of respondents who were asked about “federal accountability policy” rather than “No Child Left Behind” expressed even higher levels of support.</p>
<p>Similarly, as the current recession deepens, we see hints of growing taxpayer resistance to the rising cost of education. Support for increased spending on public education fell from 51 to 46 percent between 2007 and 2009. Confidence that spending more on schools would enhance school quality fell by a similar amount, from 59 to 53 percent. Still, these changes remain modest. Facing the most significant economic downturn since the Great Depression, most Americans continue to support increased spending on their local public schools.</p>
<p>What would it take, then, to move aggregate public thinking decisively in one direction or another? Might influential public figures, research findings, or factual knowledge lead at least some portions of the American public to update its thinking? To find out, we divided the more than 3,000 respondents to our 2009 survey into randomly chosen groups. The first group was simply asked its opinion about a policy question, while the second (and often a third or fourth) group was given some additional piece of information, such as the president’s position on the issue, a research finding, or a key fact. By comparing answers given by the different groups, which should be similar in composition, it is possible to gauge the impact of these additional sources of information on the public’s views. (For more methodological details, see sidebar.)</p>
<p><strong>Professors or Politicians: Who Is More Influential?</strong><br />
We fielded our survey in March of 2009, when newly elected president Barack Obama enjoyed public approval ratings above 60 percent. The timing of the survey provided an ideal opportunity to estimate the impact an endorsement by a popular president can have on policy views.</p>
<p>To ascertain the president’s influence, we conducted some simple experiments. On three topics—merit pay, charter schools, and school vouchers—one group of survey respondents was asked its opinion without any special prompt. Another group was first told the president’s position on the issue before being asked for its own. A third group was instead told about evidence from research on the policy’s effects on student learning. We did not specify a specific study, as the point was not to estimate the influence of any particular piece of research but rather the potential impact such evidence might have.</p>
<p>Merit Pay: When asked for an opinion straight out, a slight plurality of Americans sampled—43 percent—supported the idea of “basing a teacher’s salary, in part, on his or her students’ academic progress on state tests.” Twenty-seven percent opposed the idea, with the remaining 30 percent undecided. As noted above, that pattern of opinion has hardly budged since 2007.</p>
<p>Such stability over time, however, masks a propensity of some Americans to alter their views in light of an appeal by a popular political leader. Those informed of President Obama’s support for merit pay favored the idea by 13 percentage points more than those not so informed (see Figure 4). Obama’s backing had a particularly dramatic impact on African Americans, whose support jumped by 23 percentage points. Even many teachers were persuaded. Initially, only 12 percent of those not informed of Obama’s opinion thought merit pay a good idea, but that number jumped to 31 percent among those told of the president’s position. Obama’s endorsement caused support among Democrats to rise from 41 to 56 percent. Among Republicans, too, backing for the idea rose, albeit by a lesser amount (from 48 to 59 percent).</p>
<p><img style="float: left;margin-right: 30px" src="http://educationnext.org/files/public5.png" alt="public5" width="635" height="651" /></p>
<p style="clear: left">By comparison, policy research on the topic had a modest impact on public thinking. Among those told that “a recent study presents evidence that students learn more when their teachers are paid, in part, according to their students’ academic progress on tests,” support for merit pay climbed by just 6 percentage points above the support given when that information was withheld. The one subgroup to register especially large changes was African Americans, among whom support skyrocketed by 28 percentage points. Democrats were somewhat more responsive to research evidence than other segments of the public, with their support for merit pay increasing by 10 percentage points.</p>
<p>School Vouchers: Public opinion on school vouchers varied somewhat, depending on the way in which the question was worded. To one group of respondents we presented the issue as follows: “A proposal has been made that would give low-income families with children in public schools a wider choice, by allowing them to enroll their children in private schools instead, with government helping to pay the tuition. Would you favor or oppose this proposal?” In this instance, 40 percent of the respondents gave a favorable reply and 34 percent a negative one, with 27 percent taking a middling position. But when we posed the question slightly differently—asking about a “proposal that would use government funds to help pay the tuition of low-income students whose families would like them to attend private schools”—just 35 percent supported the idea. In this instance, a small alteration in wording shifted public opinion by 5 percentage points.</p>
<p>We also find that public support for vouchers declined by 5 percentage points between 2008 and 2009, perhaps as a result of the opposition to vouchers expressed by most Democratic presidential candidates during that party’s extended primary-election campaign, which conceivably could have altered the balance of public discourse. That interpretation is reinforced by the impact that President Obama’s position can have on public opinion. Overall, the percentage favoring vouchers was 11 points lower among those informed of the president’s opposition than among those not so informed (35 percent to 24 percent, see Figure 4). We also observed large partisan differences in the president’s influence on this issue. Whereas just 30 percent of Democrats expressed opposition to vouchers when asked outright, 52 percent did so after hearing of Obama’s opposition. By comparison, opposition among Republicans increased only slightly, from 50 to 54 percent. African Americans expressed higher levels of support for vouchers than did the population as a whole (57 percent), but support also was 12 percentage points lower among those African Americans told of presidential opposition.</p>
<p>A study that “presents evidence that students learn no more in private school than in public schools” depressed support for vouchers by 10 percentage points overall, an impact almost as large as presidential position taking. The same research evidence reduced support among Democrats by 15 percentage points, as compared to 6 percentage points for Republicans.</p>
<p>Charter Schools: Most Americans have yet to make up their minds about charter schools. Though 39 percent expressed support and only 17 percent signaled opposition in 2009, 44 percent remained undecided. These responses look much as they did in both 2007 and 2008, an indication that public discourse on charters has not changed significantly in recent years.</p>
<p>Despite that stability of public opinion about charters, aggregate support increased by 11 percentage points when respondents were told that Obama backed them (see Figure 4). We again found evidence that Obama’s impact has a partisan tinge. Among his fellow Democrats, Obama’s support is an unmitigated asset for charter school advocates, lifting support from 35 to 47 percent. But among Republicans, the percentage favoring charters increased by only 5 points (from 47 to 52 percent) upon learning of Obama’s endorsement. That endorsement actually decreased the proportion of Republicans who “completely” supported charter schools, from 22 to 15 percent.</p>
<p>When it comes to charter schools, research findings appear every bit as influential as a popular president. Told that recent research showed “students learn more in charter schools than in public schools,” support for charter schools rose by 14 percentage points. Among African Americans, the percentage who “completely” supported charter schools climbed by fully 23 percentage points, from 14 to 37 percent. Hispanics, meanwhile, were least persuaded by the evidence; only 5 percent altered their opinions. As they did on the previous items, Democrats appear to be more impressed by research than Republicans. Among those given evidence that charter schools enhance student learning, Democratic support for charter schools shot upward by 18 percentage points to 53 percent (compared to 35 percent among those not so informed), while the percentage of Republicans favoring such schools shifted by just 12 percentage points.</p>
<p>When all three issues—merit pay, vouchers, and charters—are considered together, a case can be made that new policy research, if communicated widely, can have an impact rivaling that of an influential president at the peak of his popularity. Admittedly, evidence from the research community does not have the same consistent impact on opinion as Obama’s position taking, which at the time of our survey could move overall public opinion by anywhere from 11 percentage points (in the case of charters) to 13 percentage points (in the case of merit pay). But the impact of a study is of comparable magnitude, ranging from 6 percentage points (in the case of merit pay) to 10 percentage points (in the case of vouchers) to 14 percentage points (in the case of charters). Research appears particularly influential among Democrats and when the general public’s own views have yet to take shape. That half the public has yet to make up its mind about charter schools may provide researchers with an opportunity to shape the public conversation going forward.</p>
<p><strong>Stubborn Facts</strong><br />
How about raw facts concerning the state of American education? What does the public actually know about the performance of the nation’s public schools and the resources devoted to them? And is the public willing to update its views when told the truth?</p>
<p>We conducted additional experiments to investigate these issues. In 2007, we asked respondents to estimate average per-pupil expenditures within their local school district and the average teacher salaries in their states. When we discovered that those surveyed, on average, underestimated per-pupil expenditures by more than half and teacher salaries by roughly 30 percent, we wondered whether people had equally poor information about the performance of American high schools (see “<a href="http://educationnext.org/educating-the-public/">Educating the Public</a>,” features, Summer 2009). So in 2009 we asked a random third of our sample to estimate high school graduation rates and another third to estimate the international standing of U.S. 15-year-olds in math. The remaining two-thirds of the sample was told the truth about one or the other of these matters, allowing us to see whether people’s assessments of their schools differed when given accurate information.</p>
<p>To our surprise, the public had a far more accurate understanding of student performance than they had of teacher salaries and per-pupil spending. When it comes to high school graduation rates nationwide, the best available estimates from the U.S. Department of Education suggest that roughly 75 percent of those who enter 9th grade graduate within four years, a far cry from the goal of universal high school completion to which the president of the United States and all 50 governors in 1989 committed themselves to reaching by the year 2000. When asked to give their own estimate, without any hint or help as to what the right answer might be, those surveyed came up with an even more pessimistic estimate of 66 percent, 9 percentage points below actual levels. Excluding those respondents who gave answers of less than 25 percent (on the grounds that they may have misunderstood the question or not taken it seriously) increases the average estimate only slightly to 69 percent. Either estimate is nonetheless a good deal closer to, and a good deal less optimistic about, the truth than the wildly inaccurate estimates that the public offered about teacher salaries and school expenditures.</p>
<p>The public was only slightly less accurate when it came to estimating how well 15-year-olds in the United States do in math, as compared to students in 29 of the leading industrialized countries. Here the correct answer, according to the latest tests administered by the Organisation for Economic Co-operation and Development’s Program on International Student Assessment (PISA), is 24th out of 29th. Both the average and median guess was 18th, a bit more optimistic than actual PISA results but not too far off the mark. Clearly, Americans have not been deceived into believing that our students are outperforming their counterparts abroad.</p>
<p>So what happens when the public is told the truth? Not much, it turns out, if people already have a pretty solid grasp of the relevant facts. When informed that 75 percent of students graduated from high school, the public took that as neutral to mildly good news, as the percentage giving schools an “A” or “B” increased by a trivial 2 points and the percentage getting a “D” or “F” dropped by 1 point (both statistically insignificant changes). Learning the truth about the international standing of American students had a bigger impact, reducing the share of respondents giving a grade of “A” or “B” from 18 to 13 percent and increasing the share of respondents giving a “D” or “F” by 10 percentage points (see Figure 5a).</p>
<p>In the case of spending, however, learning the truth shifted opinion by a larger margin (see Figure 5b). For the nation as a whole, overall support for higher spending levels dropped by 8 percentage points (from 46 to 38 percent) when respondents were informed of actual per-pupil expenditures in their own district. The impacts of this information varied widely across subgroups. Told the truth about per-pupil expenditures, the share of African Americans willing to support additional spending plummeted from 82 to 48 percent. Perhaps not surprisingly, teachers held firm in their commitment to higher spending.</p>
<p>Even larger impacts are observed on support for increased teacher salaries. When informed about actual average teacher salaries in their state, respondents’ support for higher salaries dropped by 16 percentage points (from 56 to 40 percent). In this instance, roughly comparable impacts are observed for all three ethnic groups. But as one might again expect, teachers’ support for high salaries was relatively undiminished, dropping just 6 percentage points (from 77 to 71 percent).</p>
<p><img style="float: right;margin-left: 10px" src="http://educationnext.org/files/public6.png" alt="public6" width="394" height="752" />Why does the public have a generally accurate understanding of school performance but a gross misunderstanding of the amount that is spent on education? The answer may have to do with the availability of information on these issues. It is true that the U.S. Department of Education regularly releases information on all four topics in the same document, the Digest of Education Statistics. But student dropout rates and student performance on international tests receive much more extensive attention in the news media than information about per-pupil spending in individual school districts or teacher salaries in specific states. The cost of education is divided among federal, state, and local governments, and the total sums are difficult to assemble until that is done by the federal government several years after the fact.</p>
<p>It is unlikely that organizations outside of the media are likely to pick up the slack. With a large share of the population convinced that schools and teachers should be given more money, or at least be held harmless, few if any interest groups or politicians have an incentive to dramatize the fact that spending levels and teacher salaries are much higher than most people believe. So school reformers instead focus on low test scores and high dropout rates as justification for merit pay, school accountability initiatives, and other school choice reforms. The public may only learn about the true cost of education when a popular political figure stakes a political career on telling them. That, we suspect, is as likely as the Cubs winning the Super Bowl.</p>
<p><strong>Surveys and Realities</strong><br />
Our experiments only hint at what could happen in the real world of school politics. It is one thing to inform a captive audience of survey respondents about the president’s position, the results from research, or a key fact about American education. Reaching the entire American public is a completely different matter. To change opinions, one must get the public’s attention. And that is no easy task, when jobs, family life, entertainment, and sports command a higher priority in most households. Only 38 percent of the respondents to our survey report paying “a great deal” or “quite a bit” of attention to education issues. And even the power of presidents is limited by the large number of issues to which they must attend. President Obama’s genuine thoughts on such matters as merit pay, charters, and vouchers, however deeply held, necessarily command far less of his time and energy than the multitude of foreign policy, economic, and other domestic problems to which he must devote his attention.</p>
<p>Still, our findings suggest that a well-publicized stance taken by a popular president on an education issue might shift the opinions of large segments of the American public. Similarly, scholarship appears to be a potent weapon for groups with policy agendas they wish to pursue, as the committed can broadcast research findings with great repetition. Indeed, any group that seeks to change public opinion without gathering research to back its positions is leaving a flank unprotected. Finally, advocates are well advised to search for facts the public does not understand, and then to communicate those facts as widely as they can. Just as nothing affects opinion about an ongoing war as quickly as communiqués from the front, so too a better understanding of the facts about the public schools could in the long run shape American education.</p>
<p><em>William G. Howell is Sydney Stein Professor of American Politics at the Harris School of Public Policy at the University of Chicago. Paul E. Peterson is professor of government at Harvard University, senior fellow at the Hoover Institution, and editor-in-chief of Education Next.Martin R. West is assistant professor of education at the Harvard Graduate School of Education and executive editor of Education Next.</em></p>
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<h1><strong>Survey Methods</strong></h1>
<p>This survey, sponsored by Education Next and the Program on Education Policy and Governance (PEPG) at Harvard University, was conducted by the polling firm Knowledge Networks (KN) between February 25 and March 13 of 2009. KN maintains a nationally representative panel of adults, obtained via list-assisted random digit—dialing sampling techniques, who agree to participate in a limited number of online surveys. Because KN offers members of its panel free Internet access and a WebTV device that connects to a telephone and television, the sample is not limited to current computer owners or users with Internet access. When recruiting for the panel, KN sends out an advance mailing and follows up with at least 15 dial attempts. The panel, then, is updated quarterly. Detailed information about the maintenance of the KN panel, the protocols used to administer surveys, and the comparability of online and telephone surveys is available online (www.knowledgenetworks.com/quality/).</p>
<p>The main findings from the Education Next—PEPG survey reported in this essay are based on a nationally representative stratified sample of U.S. adults (age 18 years and older) and oversamples of Hispanics and non-Hispanic blacks, public school teachers, and residents of Florida (the last group for supplemental analyses not reported here). The combined sample of 3,251 respondents consists of 2,153 non-Hispanic whites, 434 non-Hispanic blacks, 481 Hispanics, and 183 members of other ethnic groups; 709 public school teachers and 948 residents of Florida; and 1,694 self-identified Democrats and 1,265 self-identified Republicans. We use post-stratification population weights to adjust for survey nonresponse as well as for the oversampling of teachers and Floridians. These weights ensure that the observed demographic characteristics of the analytic sample match the known characteristics of the national adult population.</p>
<p>On many items we conducted experiments to examine the effect of variations in the way questions are posed. The figures and tables present separately the results for the different experimental conditions. In these instances, respondents were randomly assigned to exactly one of at least two possible conditions. Reported effects in the figures and tables reflect differences observed across the baseline and experimental conditions.</p>
<p>In general, survey results based on larger numbers of observations are more precise, that is, less prone to sampling variance than those made across groups with fewer numbers of observations. As a consequence, answers attributed to the national population are more precisely estimated than those attributed to subgroups. With 3,251 total respondents, the margin of error for responses given by the full sample in the Education Next—PEPG survey is 1.7 percentage points (for items on which opinion is evenly split). The results presented for subgroups within the sample have larger margins of error, depending on their actual size. However, any differences in opinions or changes in opinions over time reported in the text are statistically significant unless otherwise noted.</p>
<p>Of the 3,251 respondents surveyed in 2009, approximately 300 had also been interviewed in 2008. For this group, it was possible to identify the consistency of responses to identical questions asked in both years.</p>
<p>Percentage totals do not always add to 100 as a result of rounding to the nearest percentage point.</p></div>
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